Real estate agents and brokers facing Manitoba Securities Commission hearings under the Real Estate Services Act — including discipline, registration, or enforcement proceedings — can be represented by Neil Kaplan.
The Manitoba Securities Commission regulates Manitoba’s capital markets and administers The Real Estate Services Act, the statute governing Manitoba’s real estate industry. Real estate agents and brokers facing Manitoba Securities Commission hearings under the Act — including discipline, registration, or enforcement proceedings — can be represented by Neil Kaplan.
Neil represents real estate agents and brokers facing allegations of contravening The Real Estate Services Act. The Manitoba Securities Commission holds several types of hearings depending on the matter — including discipline, registration, and enforcement proceedings — typically following an investigation by Commission staff. These matters can affect your registration and ability to practice, so early representation matters.
Commission staff investigate complaints and conduct within the industries the Commission regulates. Where an investigation leads to proceedings, the matter comes before the Commission for a hearing, and the Commission can make orders and impose sanctions under the Acts it administers. A registrant who receives an inquiry or a notice of hearing is in a legal process with legal consequences, and the record created during the investigation follows the matter into the hearing — which is why these files are built on the statute and the documented record from the first letter, not reconstructed afterward.
The Commission regulates Manitoba’s capital markets and administers The Real Estate Services Act, the statute governing Manitoba’s real estate industry, including the agents and brokers who work in it.
Several types, depending on the matter — including discipline, registration, and enforcement proceedings. Hearings typically follow an investigation by Commission staff.
Commission staff investigate complaints and conduct in the industries the Commission regulates. Where an investigation leads to proceedings, the matter is set down for a hearing before the Commission, which can make orders and impose sanctions under the Acts it administers.
These matters can affect your registration and your ability to practice, the correspondence carries deadlines, and the record made during the investigation follows the matter into any hearing. Early representation means the response is built deliberately, on the statute and the documents, from the start.
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